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"Doing the Locomotion" by: David Pacchioli (Research/Penn State,
Vol. 16, no. 2 (June, 1995))
"The first thing to understand," says Peter Cavanagh, "is that
there's no such thing as standing still."
Cavanagh, a lean, nimble man with a neat reddish beard, pops
up from his chair to demonstrate.
"Even when we think we're standing still, we're engaged in
continuous sway," says the 46-year-old distinguished professor of
locomotion studies, biobehavioral health, medicine, and
orthopedics. "The body oscillates in an apparently random way --
Call it micro-sway." He stands with his hands at his sides.
"We have looked at patterns of people who have tried to
stand still."
He goes on swaying imperceptibly for a minute.
"To make it worse," he says at last, "all you have to do is
close your eyes." He does so, and his movement grows noticeable.
"Next," says Cavanagh, "tip the head back."
Now we're swaying.
"The balance organs of the inner ear work best when the head
is erect," Cavanagh says, nose pointed to the ceiling, in his
faded British accent. "Tipping the head back puts them at a
disadvantage."
If he wanted to take things further, Cavanagh would now
place a thickness of foam, or something equally unstable, under
his feet.
"On the soles of our feet," he explains, "we have hundreds
of receptors that respond continually to pressure. We also have
joint-angle sensors in our ankles that note how the angle between
foot and leg changes during sway. Standing on foam decreases the
efficiency of this measuring system."
No foam handy, Cavanagh retakes his seat.
As director of Penn State's Center for Locomotion Studies
(CELOS), Cavanagh has put numerous experimental subjects --
safely tethered to an overhead track -- through similarly
disorienting paces, as part of a continuing effort to understand
the biomechanics of balance. Keeping ourselves upright is, after
all, the first step in locomotion, in getting ourselves,
bipedally, from one place to the next: from the car to the mall,
say, or from the couch to the refrigerator. Anybody who thinks
it's a snap to get this system running in synch needs to have a
look at a 10-month-old baby taking it for an early test spin.
Oh, sure, soon enough we get pretty smooth. We come to take
it for granted, just as later we do the ability to drive a car.
If all goes well, we cruise along, what once seemed impossible
having become second nature.
But should a "pathology" develop in one of the control
systems, our "postural stability" is going to drop -- and chances
are that we are going to drop, too, hitting the deck with a
painful thud, or worse.
Such pathology develops naturally, unfortunately, with age.
The body's control systems slowly degrade. When the effects of
aging are combined with those of a degenerative disease like
diabetes, the change can be dramatic.
People with diabetes suffer many side-effects. One of the
more common of these is neuropathy -- loss of feeling -- in the
feet. The anesthetic effect of neuropathy can be gruesomely
complete: Cavanagh tells of a carpenter who, having trouble
removing his boot, summoned his wife to help. What she noticed --
and he couldn't feel -- was a nail driven clear through the
boot's sole, its point protruding from the leather upper.
Even when not so advanced, neuropathy is a serious problem;
and one of the things it affects is balance.
"People with diabetic neuropathy sway as much with their
eyes open and their heads forward as non-diabetics do with eyes
closed and head back," Cavanagh reports. Their lack of
sensitivity makes these diabetics, many of them elderly and
fragile, more susceptible to falls, and thus to serious injury.
As Cavanagh's colleague, assistant professor Ge Wu, phrases
it, "They dont know where their feet are."
#
"The foot," Cavanagh says, "is the key element in
locomotion."
A skeletal foot sits on the table, reinforcing the point.
The model is nicely flexible; its numerous small bones are
carefully labeled, the joints connected with tiny springs.
"The feet -- and the legs. We put these organs under the
microscope. We want to understand them from the engineering
perspective," Cavanagh says, of the work being done in CELOS.
He started into locomotion as a doctoral student, at the
Royal Free Medical School in London. There he scrutinized walking
by measuring the electrical activity in muscle fibers. "I found
that with sensitive equipment you can detect unequivocally and
precisely when the muscle is working." Typically, this result got
him to thinking practically: "Suppose you had somebody with one
limb paralyzed and the other intact," he thought. "If you had a
robotic device to move the paralyzed leg, conceivably the signal
from the good leg could tell the other one when to move."
About that time, Cavanagh says, "I got into running. I ran
marathons -- Boston, Avenue of the Giants, Boston again. And I
got interested in energetics, the mechanics of locomotion. It's
like two cars that look the same but one uses twice as much gas
to go the same distance. Why is it that two people can have the
same body weight, the same structure, yet one can run on 20
percent less oxygen?"
He also became interested in running injuries, which is what
first swung his attention to feet. "With the running boom -- this
was the late '70s -- had come this boom in injuries. Overuse
injuries. And I realized that footwear was the key to
understanding these injuries, and to preventing them: controlling
excessive motion and cushioning."
At Penn State, Cavanagh became a recognized authority on
running-shoe design. He consulted for major shoe manufacturers,
designing a number of shoes, including one that was fitted out
with a miniature computer that recorded lap times, calories
burned, and other crucial data. ("An idea," he says, "whose time
hasn't come.") In 1980, he authored The Running Shoe Book.
In 1981 Cavanagh and then graduate student Ewald Henning
invented an electronic device for measuring the pressure applied
to the soles of the feet during standing and walking. By standing
on this pressure platform, a person could obtain a color-coded
computerized image of the bottoms of the feet which pinpointed
areas of high pressure. The device would be useful for
identifying potential problem areas before they resulted in
injury.
Yet while developing this imaging device, Cavanagh had begun
to tire of sports medicine. For one thing, he says, he grew leery
of the use that was being made of his data by running-shoe
manufacturers. As he grew older, he wanted to make more of a
contribution to society. He envisioned another use for the
pressure platform.
"I realized that it could be applied in a very different
context," he says, "to help people who wanted not to run faster
but to keep their feet."
#
Neuropathy, the loss of feeling, can strike the arms as well
as the legs, hands as well as feet. It usually occurs
symmetrically -- if one limb is affected, so is the other -- and
it is worse in distal areas, those places farthest from the
body's center. But it is especially a problem in the feet.
"The nerves just die," says Jan Ulbrecht, a diabetologist
and member of the CELOS faculty. "It's a biochemical process that
we can't explain yet."
What is known is that this loss of the protective sensation
of pain in a heavy-stress area like the bottom of the foot can
lead to real trouble. Unnoticed rubbing or chafing from something
as minor as a tight shoe can easily result in an ulcer, which
goes equally unfelt. Left untreated for weeks, months, even
years, the ulcer becomes infected, and the infection spreads,
eventually to bone. Too often, the final result is catastrophic:
Each year over 60,000 lower-limb amputations are performed in the
United States as a result of diabetes-related complications. In
addition to the human toll -- amputation's immense physical and
emotional impact, and the poor prognosis for long-term survival -- this drastic procedure is an economic nightmare. Each
amputation costs $50-60,000 to perform.
The thing is, Cavanagh says, many of these amputations are
preventable.
Until recently, by the time a diabetic patient developed a
serious foot ulcer, it was all over. Such ulcers were almost
impossible to heal, and even if a clinician managed to heal one,
it would soon return. Loss of blood circulation was blamed for
most foot problems, and standard practice was to amputate sooner
rather than later, in order to prevent even worse problems.
In 1991 Cavanagh and Ulbrecht opened up the Diabetic Foot
Clinic as a joint program of CELOS and the Nittany Valley
Rehabilitation Hospital. The idea was to learn more about the
diabetic foot in order to improve treatment. One of their goals
was a series of tests to predict who would get foot ulcers and
where.
Today, having treated more than 750 patients at University
Park and at a second clinic in the Hershey Medical Center,
Cavanagh and Ulbrecht argue that neuropathy, not poor
circulation, is the major culprit in the diabetic foot. They have
successfully healed ulcers using a special weight-bearing cast
and a tough antibiotic regimen. Testimonials abound from
diabetics who faced amputation. In September 1994, Cavanagh,
Ulbrecht, and Gregory Caputo of Hershey, along with colleagues at
the Harvard Medical School, published a definitive guide to
management of the diabetic foot in the New England Journal of
Medicine, emphasizing careful screening and early detection.
The key, says Cavanagh, is vigilance. Especially after an
initial ulcer has been healed, "The patient remains at lifetime
risk," Cavanagh stresses. "You cannot relax your guard."
In addition to frequent, thorough examinations, the
foundation for preventing recurrence is protective footwear.
Improving footwear design is one of the lab's current
concerns. Even at the clinic, Cavanagh says, "prescribing
footwear is not the science we would like it to be." It's largely
a hit-or-miss process.
"What we do is, we give a patient a specially designed shoe
and say, Tell us how it goes. But what if it doesn't go well? The
stakes are too high. Every ulcer creates a very high risk for
losing a limb."
A better way to prescribe, Cavanagh suggests, would be to do
the guesswork on a computer model, to predict on a simulated foot
where problems are likely to occur, instead of correcting for
them after the fact. A pair of shoes could be designed in
accordance with the prediction of where pressures are likely to
be highest. "Then, once they're as good as they can be, we bring
the patient into the lab and measure the interaction with the
foot using this." He holds up a thin green insole, made of what
looks like molded rubber. It's actually a portable version of the
pressure platform: the insole contains 100 electrodes, which are
wired to a computer on the patient's waist.
Such complex modeling, involving so many variables, requires
considerable computer power. CELOS post-doctoral fellow David
Lemon is working on refining the mathematics using the resources
of the Pittsburgh Supercomputer Center.
Meanwhile, CELOS researchers continue to investigate other
alternatives to below-the-knee amputation. Ph.D. student John
Garbalosa recently presented results of a study that looked at
the efficacy of a partial amputation technique.
"Many surgeons," Cavanagh explains, "if they see an ulcer on
the big toe, will take the whole leg below the knee, figuring
that's eventually what's going to happen anyway. The recurrence
of infection is high.
"But we think that's because of inadequate management. The
partial foot has extra-special needs for protection. Given that
protection, partial amputation can be quite successful."
#
Out on the lab floor, Ge Wu is conducting a test. A young
woman in jeans and a red sweater stands on a small raised
platform. The woman is fitted snugly with a black harness that
loops around her shoulders, crosses her chest, and encircles her
thighs like a parachute rig; the harness is connected to a strap
hooked to the ceiling. At a silent signal, the platform suddenly
jerks back a few inches. The woman lurches forward, her hands fly
up, and she recovers -- all in an instant.
Wu is trying to understand how people maintain their
balance, given a sudden "sensory challenge": Or, put negatively,
what makes them fall.
It's not as much fun as it looks. "Falls," says Cavanagh,
"are the leading accidental cause of injury and death in the
elderly."
Balance, as Cavanagh has already demonstrated, is the
function of a complicated system. Three systems, actually: the
visual, the vestibular (inner ear), and the proprioceptive
(that's the sensory apparatus in feet and ankles). These control
systems interact in a dense network of signal and feedback.
All in that instant after the bus jerks to a stop or the
escalator pulls your feet out from under you, the brain gathers
and integrates information from eyes, ears, and feet in order to
make the proper response, to initiate commands to the appropriate
muscles, to scream out the warning: Mayday! Mayday! We're about
to fall!
"The thing that makes it tricky," says Wu, an engineer, "is
that the control mechanism is over-redundant."
The human body, it seems, is designed with a certain amount
of built-in overlap. To some degree, the systems cover for one
another. While this is great for our survival, Wu acknowledges,
it makes the system that much harder to comprehend.
She combines two approaches. The first is experimental, and
involves manipulating environmental conditions to separate out
the role of each physiologic system. In this context, Cavanagh
notes, patients with diabetic neuropathy are valuable test
subjects: their lack of feeling can reveal the proprioceptive
contribution.
The second approach involves modeling the particulars of
balance and posture on the computer.
"This is especially challenging, because mechanically the
human body has so many degrees of freedom," Wu says. Her model
human has six simplified joints, at the hips, knees, and ankles.
Unlike many such models, it simulates movement in three
dimensions.
Already, Wu has been able to simulate the amount of torque
or force that acts at each joint in the effort to maintain
balance, given a perturbation like the platform jerk-back. The
amount of torque increases with distance from the body's center:
the ankle is the most important joint for balance control. "This
is consistent with experimental findings," Wu says, "which
confirms that our model is working." Her eventual hope is to use
the model to predict falls, showing exactly what types of
movements put a body at risk.
For now, though, understanding falls means strapping
subjects into the test harness and letting fly. And to that
approach, Wu, whose training is in the design of precision
instruments, has made a substantial contribution.
As a Ph.D. student at Boston University, she developed a
device called the integrated kinematic sensor, or IKS, which
combines three different sensors to provide direct readings of
three important variables of body movement: orientation, speed,
and acceleration. (Other sensors, she explains, rely on measuring
one variable and calculating the rest, a procedure which
increases the amount of noise and error.)
Its real-time operation makes the IKS especially valuable.
Wu has used visual feedback to show neuropathic diabetics when,
in response to perturbation, their center of gravity was outside
the area of their support base -- the block formed by the
outsides of their feet. ("When this happens," says Wu, "you're
going to fall.")
"We're trying to see if this kind of training is helpful in
improving postural stability," she says.
#
Don Streit comes at falling from another angle. Streit, like
Wu, is a mechanical engineer. But instead of preventing people
from falling, he has focused on trying to lessen their injuries
when they do -- and on facilitating their recovery from injuries
that can't be avoided.
One of Streit's ideas is "soft" flooring.
Streit's floor consists of two thin polyurethane sheets
sandwiched around a layer of tiny columns, made of the same
material. Strong enough to withstand ordinary foot traffic, the
floor is designed to "give" against the greater force of someone
falling: the columns buckle slightly and then rebound. Computer
simulations have shown that the new floor can lessen the force of
an impact by 45 percent over conventional flooring. This
forgiving quality should significantly reduce the number of
debilitating injuries like hip fractures, a common problem among
the elderly.
"If you landed on your hip," says Streit, "the flooring
would actually tend to wrap around the hip. It conforms to the
part of the body that impacts it."
In the lab, Streit and Cavanagh have tested the new flooring
using a simulated hip joint made of foam-covered bone. This
winter, test sections were installed at a central Pennsylvania
nursing home.
"Twenty five nursing homes have already called me, wondering
how they can get it," Cavanagh says. Because the special flooring
costs up to four times as much as standard vinyl, he adds, the
idea, if the flooring does indeed prove effective at reducing
injury, would be to install it in special "fall wings" frequented
by people whose risk of falling is high.
Another of Streit's devices looms just across the lab. It's
a large revolving arm, like a crane, whose "bucket" is a seat
-like harness. The variable gravity rehabilitation system, he
calls it, or, for short, the rehab device. It was designed with
hip-fracture repairs and hip-replacement surgeries in mind, as a
way to speed the rehabilitation process.
"With these procedures," Cavanagh explains, "rehab is very
traditional -- there is none until the patient can walk with the
physical therapist's help. Even then, one false move, a slip, and
you can do major damage."
With Streit's device, things will be much safer -- and
easier. Once a patient is secured in the harness, the revolving
arm assumes most of the weight. Computer controls allow an
attendant to dial in what percentage of body weight he or she
wants the patient to bear, increasing the load as the patient
gets stronger.
"With this device, a therapist will be able to take a
patient the day after surgery -- but weighing only 25 percent of
their body weight," says Cavanagh. "This is rehab under very
controlled conditions."
#
Hanging from the ceiling nearby, inoperative for now, is yet
another mechanical attempt to defy gravity. This one looks both
less substantial and more involved than Streit's crane -- a bona
fide contraption. It goes by the name of the Penn State Zero
Gravity Locomotion Simulator.
Astronauts in zero-gravity, Cavanagh explains, lose bone
mass very quickly -- a kind of osteoporosis that begins within 24
hours of being in space. "If there is no countermeasure,
astronauts arriving on Mars after a two-year flight would face a
very real possibility of spontaneous broken bones."
The problem, it seems, is lack of activity: specifically,
the absence of enough stress on the musculoskeletal system to
keep the bones producing the necessary calcium to replace what is
lost.
To help counteract this effect, the space shuttle is
equipped with an exercise treadmill. But, says Cavanagh,
treadmill running in zero gravity may not be giving astronaut
bones the jolt they need. "If you look at NASA film of crew
members exercising, you can see that they're just running on the
balls of their feet without making heel contact."
Nobody really knows just how much stress is needed to
stimulate bone production. In order to study the problem, NASA
needs an environment of zero-gravity -- or its equivalent.
Unfortunately, that's no easy thing to achieve.
Underwater simulation is one approach that has been tried.
"This is good for some things," Cavanagh says, "but not for
exercise. The viscous drag is too much."
Another option is the KC-135, a modified 727 jet that flies
Keplerian trajectories -- parabolic arcs -- over the Gulf of
Mexico, producing, for its passengers, weightless interludes of
20 to 30 seconds.
Airplane time, however, is expensive, and the ride can be
pretty harsh. Cavanagh, himself a certified pilot, calls his one
KC-135 flight "my single worst experience." (The plane was
scheduled to make 42 parabolas. "After nine, I lost all interest
in science. I lost all interest in life.")
There had to be a better way. Sparked by an illustration in
an old Russian cosmonaut-training manual, Cavanagh and graduate
student Brian Davis built the zero-gravity simulator.
The device works by suspending a person horizontally three
feet off the floor, using a combination of elastic cords attached
by cuffs to the arms legs, torso, chest, and head -- "like a
marionette," Cavanagh says. As the subject moves, the cords use
pulleys to counteract the force of gravity, simulating
weightlessness. The subject runs on a treadmill mounted on the
wall "below" his or her feet.
Cavanagh and his team hope to use the simulator to measure
the effects of weightless exertion, and eventually to design
exercises that will provide the necessary stress.
In addition, he says, lessons learned in mock zero-gravity
may have down-to-earth importance. Exercise could well prove to
be a useful adjunct to the standard endocrine supplementation for
treatment of 'ordinary' osteoporosis.
The idea brings a smile to the clinically-oriented Cavanagh.
"Once again," he says, "this is the thing I love. Research
reduced into practice that influences people's lives."
Peter R. Cavanagh, Ph.D., is distinguished professor of
locomotion studies, biobehavioral health, medicine, and
orthopedics, and director of the Center for Locomotion Studies,
Room 10 Intramural Building, University Park, PA 16802. Jan S.
Ulbrecht, M.D., is associate professor of biobehavioral health
and medicine, and medical director of the diabetes foot clinic at
the Nittany Valley Rehabilitation Hospital. Ge Wu, Ph.D., is
assistant professor of exercise and sports science and mechanical
engineering. Donald Streit, Ph.D., is associate professor of
mechanical engineering.
CELOS projects reported above have received funding from the
National Institutes of Health, the American Diabetes Association,
the Diabetes Research and Education Foundation, the Veterans
Administration, and the Whitaker Foundation.
In 1994, Peter Cavanagh received the Borelli award of the
American Society for Biomechanics.
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